Acts of another supervisory authorities

Resolution of the National Bank of Ukraine as of March 24, 2016, No. 193 “On approval of methodical recommendations of inspections of banks and their affiliates and branches of foreign banks to assess the adequacy of measures taken on identification, verification and monitoring of clients” (pdf, 372.1 kB)
Resolution of the National Bank of Ukraine as of March 24, 2016, No. 194 “On approving the Guidelines on carrying out inspections of bank, their standalone subdivisions and foreign banks’ branches to assess the sufficiency of the measures taken with respect to the risks related to publicly exposed persons” (pdf, 314.8 kB)
Resolution of the National Bank of Ukraine as of June 20, 2011, No. 197 “On Adoption of the Regulation on the Procedure for Organizing and Conducting Inspections with Respect to Prevention of and Counteraction against the Legalization (Laundering) of the Proceeds from Criminal Activity or Financing of Terrorism, as well as Financing of Proliferation of Weapons of Mass Destruction” (pdf, 1159.7 kB)
Resolution of the National Bank of Ukraine as of March 24, 2016, No. 191 “On approval of the Methodology of risk assessment of bank, branch of foreign banks for legalization (white-washing) of income from crime, terrorist financing and the financing of weapons of mass destruction and related public entities” (pdf, 1055.2 kB)
Resolution of the National Bank of Ukraine as of May 12, 2015, No. 316 “About application of sanctions to the non-bank financial institutions” (pdf, 153.3 kB)
Resolution of the National Bank of Ukraine as of September 15, 2016, No. 388 “On approval of the Regulation on Financial Monitoring to be Performed by Non-Bank Financial Institutions regarding funds transfers as a financial service” (pdf, 474.9 kB)
Resolution of the National Bank of Ukraine as of June 26, 2015, No. 417 “On approval of the Regulation on Conducting of Anti-Money Laundering by the Banks” (pdf, 320.5 kB)
Resolution of the National Bank of Ukraine as of July 24, 2017, No. 66 “On approval amendments to the Regulation on the procedure for organizing and conducting inspections in the area of prevention and counteraction to legalization (laundering) of proceeds from crime, terrorism financing and financing proliferation of weapon of mass destruction” (pdf, 162.1 kB)
Resolution of the National Securities and Stock Market Commission as of July 17, 2015, No. 1038 “On approval amendments to the Regulation on the procedure for organizing and conducting inspections in the area of prevention and counteraction to legalization (laundering) of proceeds from crime, terrorism financing and financing proliferation of weapon of mass destruction” (pdf, 237.6 kB)
Resolution of the National Securities and Stock Market Commission as of May 31, 2016, No. 617 “On the definition of criteria, which assess the risk of entities of initial financial monitoring - professional stock market (securities market) participants to be used for Money Laundering, Financing of Terrorism, and Financing of Proliferation of Weapons of Mass Destruction” (pdf, 135.1 kB)
Resolution of the National Securities and Stock Market Commission as of December 11, 2012, No. 1766 “On Approval of the Rules of Proceedings in Cases Regarding Non-Compliance with the Legal Requirements for the Prevention of and Counteraction to Legalization (Laundering) of Proceeds from Crime, or Financing of Terrorism, or Financing of Proliferation of Weapons of Mass Destruction, and Imposition of Penalties” (pdf, 128.1 kB)
Order of the Ministry of Infrastructure of Ukraine as of September 28, 2017, No. 328 “On Approval of the Procedure for conducting inspections of the reporting entities by the Ministry of Infrastructure of Ukraine” (pdf, 356.1 kB)